A Tree Grows in Brooklyn | Book, Novel, Plot, Characters, Betty Smith, & Facts (2024)

A Tree Grows in Brooklyn, coming-of-age novel by Betty Smith that was published in 1943 and is considered to be a classic of children’s literature and American literature. Centering on Francie Nolan, a working-class girl growing up in Brooklyn, New York, the novel offers a deeply moving view of Francie’s aspirations to finish school and become a writer. It also captures, in both stark and sentimental detail, the endurance of poor urban first- and second-generation Americans of the early 20th century.

Plot and characters

“Serene was a word you could put to Brooklyn, New York. Especially in the summer of 1912.” —from A Tree Grows in Brooklyn by Betty Smith

A Tree Grows in Brooklyn begins on a weekend in the summer of 1912 as 11-year-old Francie Nolan sits on the fire escape of her family’s tenement building in Williamsburg and reflects on the tree that grows in her yard. Described as “neither a pine nor a hemlock,” the tree is nicknamed “the Tree of Heaven.” It can grow out of cement, cellar gratings, and “neglected rubbish heaps,” and it flourishes in tenement districts: “That was the kind of tree it was. It liked poor people.”

After this “serene” introduction to the neighborhood, a more realistic view opens up as Francie and her 10-year-old brother, Neeley, set out on their usual weekend activities. Their Saturdays start by collecting rags, scrap metal, and other junk to trade in at the “junkie” for pennies. Several children on the street jeer at Francie and her brother for their poverty, which causes shame in Francie, even though she knows that the other children also collect junk for money.

After spending some of her junk earnings in the neighborhood’s candy stores, Francie returns home, where her mother, Katie Nolan, soon arrives after finishing her day’s work as a cleaning woman. Francie’s father, Johnny Nolan, is a “free-lance singing waiter which meant that he didn’t work very often.” Johnny is also described as “a handsome lovable fellow far superior to any man on the block. But he was a drunk. That’s what they said and it was true.” The family’s lack of money quickly becomes apparent, as Francie is sent on errands to get the gristly end of a piece of cow’s tongue and stale bread, because this kind of food is cheaper.

As the novel progresses, a portrait emerges of Francie as an inquisitive, sensitive girl who closely observes her family and her neighborhood. She loves books and adores her father, despite the difficulties that his drinking places upon the family. In a diary that Francie keeps, she records all the times that her father is drunk. When her mother finds the diary, she makes Francie change every instance of the word drunk to sick.

The novel also describes Katie and Johnny’s backgrounds and their courtship and marriage. Katie is one of four daughters of Austrian immigrants, and Johnny is the son of Irish immigrants. Johnny formed a singing quartet with his three brothers before getting married. His fate is foretold through that of his brothers, for, as the novel matter-of-factly relays, all the Nolan boys die before the age of 35. Katie, meanwhile, is portrayed as a woman of strong pride and failed dreams, mostly thwarted by her husband’s inability to support the family.

The Nolans are Roman Catholic, though Francie and Neeley attend public schools. In addition, different members of the extended family—in particular, Katie’s sister Sissy—present alternative views on morality. The neighborhood is a cross section of people of various religions and ethnicities, including Irish, German, Italian, Sicilian, and Jewish. Several episodes paint a stark picture of Brooklyn. When she is 13, Francie is sexually assaulted by a pedophile, whom Katie shoots with a gun that she borrowed from one of Johnny’s friends. The offender survives the shooting but is arrested and tried, and Katie is forever after etched in neighbors’ minds as “not one to get into a fight with.” Other incidents include the public stoning of a young woman who has had a baby out of wedlock and the shunning of a 16-year-old neighbor who is locked away by her family and fed only bread and water after she becomes pregnant by a married man. In the latter case, Sissy is the only person who shows the girl compassion, bringing her food when the girl’s father is at work.

As the years pass, Katie has a third child, Annie Laurie, who is born after Johnny’s death at age 34 from “acute alcoholism and pneumonia,” as the doctor who writes his death certificate tells Katie. She and the parish priest, however, insist that Johnny’s drinking be left off the official record. In the meantime, Katie stoically tells Francie and Neeley, “You’re not to cry for him.…He’s out of it now and maybe he’s luckier than we are.”

Johnny’s death becomes Francie’s most formative experience, affecting her development as a writer. In school she begins writing compositions drawn from her home life, describing her family’s poverty and hunger and her father’s drinking, though she also “tried to show that, in spite of his shortcomings, he had been a good father and a kindly man.” Chiding Francie for writing about “ugly” subjects and implying that her compositions are embellished, her teacher, Miss Garnder, tells her to “stop writing those sordid little stories.” She advises Francie to go home and burn the compositions while saying to herself “I am burning ugliness.” Afterward, Francie starts writing a novel about a rich girl and her life of expensive clothes, furniture, and food in an effort to impress Miss Garnder. While describing her protagonist’s lavish meals, Francie begins salivating and realizes that she is still writing about hunger, despite her teacher’s admonishments. Furious with herself and her teacher and missing her father more than ever, Francie carefully safeguards her school composition about Johnny and then burns the novel’s pages, telling herself, “I am burning ugliness.”

Johnny’s death also affects Francie’s education, interrupting her schooling. After graduating from school at age 14, she does not continue on to high school but instead goes to work to help support her mother and siblings, first at a factory and then at a press clipping bureau. Both workplaces operate as sweatshops, rife with unfair practices and poor wages. Eventually, Francie enrolls in summer school courses at a community college and her mother marries a police sergeant named Michael McShane, who adopts Annie Laurie. Francie has her own first experiences with heartbreak after falling in love with a young middle-class aspiring lawyer named Ben. At his encouragement, she applies to universities and gets accepted to the University of Michigan. The novel ends with Francie, nearly 17 years old, preparing to leave Brooklyn for Michigan.

Background

A Tree Grows in Brooklyn was Betty Smith’s first novel. Though a work of fiction, it has many elements that mirror Smith’s early life. Like Francie Nolan, Smith grew up poor in Brooklyn. She was the daughter of Austrian immigrants. Her father died young, and Smith had to leave school to work and help support her family. She also worked in a press clipping bureau as one of her earliest jobs. Through the influence of her first husband, she attended the University of Michigan.

Smith began her writing career as a playwright, and she wrote A Tree Grows in Brooklyn while working with several playwrights in North Carolina under the Federal Theatre Project of the Works Progress Administration.

Reception

Smith wrote numerous plays and three more novels after A Tree Grows in Brooklyn, but none was nearly as popular as her debut novel, which sold nearly three million copies in the first two years after its publication. It was first made into a Hollywood movie in 1945, starring Peggy Ann Garner as Francie, Dorothy McGuire as Katie, and James Dunn as Johnny. The film, directed by Elia Kazan, was nominated for an Academy Award for best screenplay, and Dunn won an Oscar for best supporting actor. The novel was also adapted into a Broadway musical, in 1951.

Reviewers praised the book for its honest portrayal of tenement life and poverty. Though the novel came to be regarded as a classic children’s book, some critics expressed concern about its stark realism, suggesting that some parts were not suitable for young readers. A rare harsh critic was Diana Trilling, whose review in Library Journal dismissed the book as conventional and sentimental. Trilling expressed bafflement that Smith’s work had been compared by other critics to that of James T. Farrell, a once-prominent giant of naturalism in literature, and, she added, “surely popular taste should be allowed to find its emotional level without being encouraged to believe that a ‘heart-warming’ experience is a serious literary experience.”

Legacy

In 2018, to mark the 75th anniversary of the book’s publication, a branch of the Brooklyn Public Library was designated a literary landmark, because it had been Smith’s local library as a child. That same year Amy Davidson Sorkin published an article in The New Yorker suggesting that Facebook’s cofounder and CEO Mark Zuckerberg should read the novel to learn a necessary lesson about the ethics of “companies whose business…involves collecting and selling what is, to start with, other people’s information,” based on Francie’s experiences of working for an unethical boss at the press clipping bureau. Sorkin wrote:

[Betty Smith’s] realism about money, and what it means not to have it—to a girl in Williamsburg or to anyone—is one of the reasons that “A Tree Grows in Brooklyn” deserves to be thought of as one of the greatest American novels.

Indeed, long regarded as a classic novel for children, A Tree Grows in Brooklyn has come to be appreciated by modern readers for its powerful depictions of classism and the immigrant experience and its themes addressing sexism, discrimination, labor rights, and gentrification. The novel’s influence is also evident in its many fans, including celebrities such as Oprah Winfrey and contemporary writers such as Anna Quindlen, Jennifer Egan, Jennifer Weiner, and Jacqueline Woodson, the last of whom told Literary Hub in 2020:

The characters in Smith’s book lived a neighborhood away from me and existed decades before I was even born. Still, their stories imprinted—crossing race and class and time to show the complexity of the borough.